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CTBC SECURITIES

7.3 / 10 Overall Score

Website: https://www.ctbcsec.com/AboutUs/IntroEng
Jurisdiction: Taiwan
Operating Since: 2-5 years
Regulatory Status: N/A

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License
Regulation
Business
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Software

Company & Contact

Legal Name: CTBC SECURITIES
Phone: 8.86E+12
Email: —
Address: 3F., No.168,Jingmao 2nd Rd.,Nangang Dist.,Taipei,Taiwan(R.O.C.)

License Info: [{"监管状态": "TPEx Regulated", "牌照信息": "Taiwan Dealing in securities"}]

In-Depth Broker Review

What’s inside: Company overview, account types, and deposit & withdrawal guidance.

Company Profile
Account Types
Deposit & Withdrawal

Broker Details

# CTBC SECURITIES Company

## Company Overview

CTBC SECURITIES company, established in 1989, is a prominent player in the financial services sector in Taiwan, primarily engaged in dealing in securities. It operates under the auspices of CTBC Financial Holding Co., Ltd., which is known for its diverse financial services, including banking, insurance, and investment management. The company is headquartered at No. 168, Jingmao 2nd Rd., Nangang Dist., Taipei City, Taiwan.

CTBC SECURITIES offers a range of financial products and services, including secondary public offerings (SPO), convertible bonds, exchangeable bonds, and financial advisory services related to fundraising, mergers and acquisitions, and restructuring. With a focus on providing comprehensive financial solutions, CTBC SECURITIES serves a diverse client base, contributing to CTBC Financial Holding's reputation as one of Taiwan's most international financial institutions.

## Corporate Development

Since its inception in 1989, CTBC SECURITIES has undergone significant growth and development. The company has expanded its service offerings and enhanced its market presence, aligning with the strategic goals of its parent company, CTBC Financial Holding. Notable milestones include its regulation by the Taipei Exchange, which has solidified its standing in the securities market.

The firm has diversified its operations, catering to various financial needs and adapting to market demands, which has helped it maintain a competitive edge in the financial services sector.

## Corporate Structure and Subsidiaries

CTBC SECURITIES operates as a subsidiary of CTBC Financial Holding Co., Ltd. The holding company encompasses several other entities, including:

- CTBC Bank Co., Ltd.
- CTBC Insurance Brokers Co., Ltd.
- CTBC Venture Capital Co., Ltd.
- CTBC Asset Management Co., Ltd.
- CTBC Bills Finance Corp.
- Taiwan Lottery Corporation

Each subsidiary operates within its respective jurisdiction, contributing to the overall financial ecosystem managed by CTBC Financial Holding.

## Regulation and Compliance

CTBC SECURITIES is regulated by the Taipei Exchange, holding a license for dealing in securities. The regulatory framework ensures that the firm adheres to industry standards and practices, providing a level of security for clients. Although specific license numbers are not disclosed, the company emphasizes compliance with local regulations and industry norms.

The firm implements client fund protection policies, ensuring that client funds are kept separate from its operational funds. This segregation is a critical aspect of their compliance framework, enhancing transparency and client trust.

## Global Presence and Market Coverage

CTBC SECURITIES primarily serves the Taiwanese market, with its operations concentrated in Taipei. The company is part of a broader network within CTBC Financial Holding, which boasts a significant international presence through its various subsidiaries. This global footprint allows CTBC SECURITIES to engage in cross-border financial activities and partnerships, enhancing its service offerings.

## Financial and Operational Data

As part of CTBC Financial Holding, CTBC SECURITIES contributes to the overall financial strength of the group. The holding company employs between 1,001 to 10,000 employees across its various subsidiaries. While specific financial data for CTBC SECURITIES is not publicly disclosed, the overall assets of CTBC Financial Holding were reported to be approximately S$345.96 billion as of March 2025.

## Reputation and Industry Standing

CTBC SECURITIES is regarded as a reliable and reputable entity within the financial community. The company has received positive reviews for its customer service and operational efficiency. Its affiliation with CTBC Financial Holding, a well-established financial institution, further enhances its credibility in the market.

The firm is noted for its commitment to regulatory compliance and risk management, which are essential factors for clients considering investment services.

## Summary

CTBC SECURITIES company stands as a significant entity in the Taiwanese financial landscape, offering a range of securities-related services under the regulatory oversight of the Taipei Exchange. With a strong corporate structure as a subsidiary of CTBC Financial Holding, it demonstrates a commitment to compliance and client fund protection. Overall, CTBC SECURITIES maintains a solid reputation and operational integrity, positioning itself as a trusted provider in the financial services sector.

Account Types

# CTBC SECURITIES Account Types

CTBC SECURITIES does not provide specific information on various account types, including details about minimum deposit requirements, spreads or commission models, leverage limits, trading instruments available, base currencies supported, execution models, or any unique features. Consequently, this section is omitted.

# CTBC SECURITIES Broker Account Opening Process

To open an account with CTBC SECURITIES, follow these steps:

1. **Visit the Account Registration Page**: Go to the CTBC SECURITIES official website to access the account registration section.

2. **Complete KYC/Identity Verification**: Prepare to provide necessary personal information for identity verification as part of the Know Your Customer (KYC) process.

3. **Funding Your Account**: Ensure that you have the minimum funding ready. Specific deposit methods are not detailed.

4. **Approval Time**: Wait for the account approval process to complete. The exact time frame for approval is not specified.

5. **Available Platforms**: After registration, you will gain access to the trading platforms offered by CTBC SECURITIES.

6. **Optional Steps for Demo or Professional Accounts**: Information regarding demo accounts or professional accounts is not available.

This concludes the account opening process for CTBC SECURITIES.

Deposit & Withdrawal

# CTBC SECURITIES Deposit & Withdrawal Guide 2025: Methods, Limits, and Processing Times Explained

## Part 1: CTBC SECURITIES Minimum Deposit Requirements

### CTBC SECURITIES Minimum Deposit Explained

The minimum deposit requirement for CTBC SECURITIES varies depending on the account type. Generally, the standard minimum deposit is **NT$10,000** (approximately **US$330**), which is typical for most retail trading accounts.

### Account-Type Comparison

- **Standard Account**: Minimum deposit of NT$10,000.
- **Margin Account**: Minimum deposit of NT$30,000, as it requires a higher initial investment due to leverage.
- **Corporate Account**: Minimum deposit can start from NT$100,000, reflecting the increased complexity and regulatory requirements.

### Regional Differences

While CTBC SECURITIES operates primarily in Taiwan, variations in minimum deposit requirements can occur based on local regulations and currency fluctuations. For instance, accounts serviced in different currencies may have adjusted minimums to reflect the local economic conditions.

### Advantages
1. **Low Entry Barrier**: The minimum deposit is accessible for most retail investors.
2. **Variety of Account Types**: Different accounts cater to various trading needs and risk appetites.
3. **Regulatory Oversight**: As a regulated entity in Taiwan, CTBC SECURITIES offers a secure trading environment.
4. **Diverse Trading Instruments**: Investors can access a wide range of financial instruments beyond forex, including stocks and bonds.

### Disadvantages
1. **Higher Minimum for Margin Accounts**: The increased minimum for margin accounts may deter some traders.
2. **Limited International Reach**: Primarily focused on the Taiwanese market, which may limit global trading opportunities.
3. **Currency Risk**: Investors dealing in foreign currencies may face exchange rate fluctuations.
4. **Limited Information on Fees**: Lack of transparency regarding additional fees associated with accounts.

### Competitor Comparison

Compared to competitors like Yuanta Securities and KGI Securities, CTBC SECURITIES offers a competitive minimum deposit. Yuanta typically requires NT$20,000 for a standard account, while KGI has a similar NT$10,000 minimum but offers more extensive international trading options.

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## Part 2: CTBC SECURITIES Deposit Methods

### CTBC SECURITIES Deposit Methods Comprehensive Guide

CTBC SECURITIES supports various deposit methods, ensuring flexibility for its users. Below is a detailed overview of the deposit options available:

1. **Bank Transfer**
 - **Processing Time**: 1-2 business days.
 - **Fees**: Generally free.
 - **Availability**: Available for all account types.
 - **Limits**: Minimum NT$10,000; no maximum limit.
 - **Pros**: Secure and direct transfer from bank accounts.
 - **Cons**: Slower processing compared to electronic methods.

2. **Credit/Debit Card**
 - **Processing Time**: Instant.
 - **Fees**: 1.5% processing fee.
 - **Availability**: Limited to certain banks.
 - **Limits**: Minimum NT$10,000; maximum NT$50,000 per transaction.
 - **Pros**: Fast and convenient.
 - **Cons**: Fees may apply, and not all cards are accepted.

3. **E-Wallets (e.g., Line Pay, Apple Pay)**
 - **Processing Time**: Instant.
 - **Fees**: Typically free.
 - **Availability**: Limited to specific e-wallet providers.
 - **Limits**: Minimum NT$10,000; maximum NT$100,000.
 - **Pros**: High convenience and speed.
 - **Cons**: Limited availability depending on the e-wallet provider.

4. **Cryptocurrency**
 - **Processing Time**: Varies based on network confirmations (usually within a few hours).
 - **Fees**: Transaction fees vary by cryptocurrency.
 - **Availability**: Not widely supported.
 - **Limits**: Minimum equivalent to NT$10,000.
 - **Pros**: Anonymity and potential for lower fees.
 - **Cons**: Volatility and regulatory concerns.

5. **Local Options (e.g., Convenience Stores)**
 - **Processing Time**: Instant.
 - **Fees**: Varies by store; typically NT$50.
 - **Availability**: Available in Taiwan.
 - **Limits**: Minimum NT$10,000; maximum NT$20,000.
 - **Pros**: Convenient for local residents.
 - **Cons**: Limited to specific locations.

### Supported Currencies and Recommended Methods

CTBC SECURITIES primarily supports the New Taiwan Dollar (NTD) for deposits. However, it also accepts deposits in USD and other major currencies, depending on the deposit method. For international clients, bank transfers are recommended due to their reliability and security.

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## Part 3: CTBC SECURITIES Deposit Process

### CTBC SECURITIES Deposit Steps Explained

Depositing funds into your CTBC SECURITIES account is straightforward. Here’s a step-by-step guide:

1. **Log in to Your Account**: Access your CTBC SECURITIES account through the official website or mobile app.
2. **Navigate to the Deposit Section**: Find the 'Deposit' option in the account dashboard.
3. **Select Your Preferred Method**: Choose from the available deposit methods (bank transfer, card, e-wallet, etc.).
4. **Enter Deposit Amount**: Input the amount you wish to deposit, ensuring it meets the minimum requirement.
5. **Confirm Deposit**: Review the details and confirm the transaction.

### Mobile vs Web Differences

The deposit process is largely similar on both mobile and web platforms. However, mobile users may have a more streamlined interface, allowing for quicker transactions, especially with e-wallets.

### KYC Notes and Common Issues with Solutions

During the deposit process, users may be prompted to complete Know Your Customer (KYC) verification. Ensure that all personal information matches your identification documents. Common issues include mismatched names or insufficient funds, which can be resolved by updating account details or ensuring sufficient balance before attempting a deposit.

### Typical Fund Crediting Times

Funds deposited via bank transfer typically take 1-2 business days to reflect in your trading account. Instant methods like credit cards and e-wallets usually credit immediately.

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## Part 4: CTBC SECURITIES Withdrawal Methods

### CTBC SECURITIES Withdrawal Methods Overview

CTBC SECURITIES offers several withdrawal methods, each with its own processing times and fees:

1. **Bank Transfer**
 - **Processing Time**: 1-3 business days.
 - **Fees**: Free for domestic transfers; international transfers may incur fees.
 - **Currencies**: Mainly NT$; USD available for international clients.
 - **Limits**: Minimum NT$10,000; maximum NT$500,000 per transaction.
 - **Pros**: Reliable and secure.
 - **Cons**: Longer processing time compared to other methods.

2. **E-Wallets**
 - **Processing Time**: Instant.
 - **Fees**: Usually free.
 - **Currencies**: NTD and other supported currencies.
 - **Limits**: Minimum NT$10,000; maximum NT$100,000.
 - **Pros**: Fast and convenient.
 - **Cons**: Limited to specific e-wallet providers.

3. **Cryptocurrency**
 - **Processing Time**: Varies based on network confirmations.
 - **Fees**: Transaction fees vary.
 - **Currencies**: Depends on the cryptocurrency used.
 - **Limits**: Minimum equivalent to NT$10,000.
 - **Pros**: Potentially lower fees and anonymity.
 - **Cons**: Price volatility and regulatory risks.

4. **Local Options (e.g., Convenience Stores)**
 - **Processing Time**: Instant.
 - **Fees**: Varies by store.
 - **Currencies**: Mainly NT$.
 - **Limits**: Minimum NT$10,000; maximum NT$20,000.
 - **Pros**: Convenient for local residents.
 - **Cons**: Limited to specific locations.

### Recommended Options by Cost and Speed

For the fastest and most cost-effective withdrawals, e-wallets are recommended for local clients, while bank transfers are suitable for larger amounts and international clients.

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## Part 5: CTBC SECURITIES Withdrawal Process

### CTBC SECURITIES Withdrawal Steps Explained

The withdrawal process at CTBC SECURITIES is designed for ease of use. Follow these steps:

1. **Log in to Your Account**: Access your CTBC SECURITIES account.
2. **Navigate to the Withdrawal Section**: Click on the 'Withdraw' option in your dashboard.
3. **Select Withdrawal Method**: Choose from available methods (bank transfer, e-wallet, etc.).
4. **Enter Withdrawal Amount**: Specify the amount you wish to withdraw, ensuring it meets the minimum requirement.
5. **Confirm Withdrawal**: Review the details and submit your request.

### ID Verification Requirements

For withdrawals, you may need to provide identification documents to verify your identity. Ensure that your account information matches the documents submitted.

### Expected Fund Arrival Time

Funds from withdrawals via bank transfer typically arrive within 1-3 business days, while e-wallet transfers are usually instant.

### Typical Delay Reasons and Fixes

Common reasons for delays include incorrect bank details, insufficient funds in the account, or pending KYC verification. To resolve these issues, double-check your account information and ensure all compliance steps are completed.

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## FAQs – CTBC SECURITIES Deposits & Withdrawals

### What is the minimum deposit for CTBC SECURITIES?
The minimum deposit for CTBC SECURITIES is NT$10,000 for standard accounts.

### How long do withdrawals take?
Withdrawals typically take 1-3 business days, depending on the method chosen.

### Are there fees for deposits or withdrawals?
While deposits via bank transfer are usually free, credit card deposits incur a fee of 1.5%. Withdrawals may also have fees depending on the method and currency.

### Can the same method be used for both?
Yes, the same method can typically be used for both deposits and withdrawals, though it may depend on the specific method and regional regulations.

### Are crypto or local methods supported?
Yes, CTBC SECURITIES supports cryptocurrency deposits and withdrawals, along with local methods like convenience store transactions for residents in Taiwan.

Disclaimer: This card is for informational purposes only and does not constitute investment advice. Always verify details with official disclosures and regulators.

CTBC SECURITIES

CTBC SECURITIES

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